UBS was SFC investigation work involved in the case of regeneration from the sponsor-mp7a1

UBS was SFC investigation work involved in the case of regeneration from the sponsor sina finance App: Live on-line blogger to guide Sina Hong Kong APP: real time market exclusive reference stocks also worth the investment? What’s the problem? Where is the future of the way out? Sina launched the "Hong Kong Hong Kong stocks as well as unattractive" discussion, with a rational and constructive attitude, welcome attention to Hong Kong stocks, concern of the capital market, Hong Kong stocks together for suggestions, seek the Hong Kong stock market tomorrow. Please to hkstock_biz@sina. Sina Financial News on October 28th afternoon, the investment bank today announced third quarter results, Hongkong Securities Regulatory Commission is on the line in Hongkong initial public offering of its financial report disclosure (IPO) played in the role of the sponsor trading investigation, the Commission has informed UBS within this month, will take action on the part of the staff. Hongkong Securities Regulatory Commission also confirmed today, is being investigated in terms of UBS Hong Kong listed companies sponsor work. Industry news refers to the company was involved in the investigation of the company, including the status of China’s listed companies have been canceled and renewable energy (hereinafter referred to as gold regeneration, the listing number is 00773). In the regeneration June 2009 listed in Hong Kong, the same year in December announced the chief financial officer and deputy chief executive resign reason has been refused to view the company financial information, and the board of directors of the company also failed to clarify the worries. January 2013, the company announced that the central rate of China’s energy conservation and environmental protection group to the original controlling shareholder and the acquisition of the issued share capital of 29%. Third days after the announcement, short selling agency Glaucus gold accounts refers to the regeneration control, after the suspension did not resume trading company. Hongkong Securities Regulatory Commission later in the "Securities and Futures Ordinance" article 212nd filed in Hongkong superior court, the application will in the regeneration of liquidation, Hongkong police Commercial Crime Bureau has to search for the card company in central office and multiple locations. At that time, the survey revealed that the company listed in the prospectus and the 2009 annual report to exaggerate the financial situation, the company’s business scale and the main Affiliated Companies earnings. In December last year, the Hong Kong stock exchange to cancel the status of renewable gold market, and refers to the deliberate fraud, suspected fraud was successfully listed". It is reported that, because as a sponsor of UBS in the Prospectus Documents signature, its content has the responsibility to ensure that the information is correct. The industry suspect that the SFC investigation or involving gold regeneration the year two co sponsor UBS and China Merchants Securities, and auditors DDT llp. After two the disclosure of information under investigation, the. UBS announced today’s financial report, the Commission in October to inform UBS, plans to take action against the company and some employees. UBS also acknowledged in the report, if the Commission to take action, the bank may face penalties, and may even lead to the bank for a period of time, can no longer provide financial advisory services in Hongkong. In terms of specific aspects of the event involved in the regeneration of gold, UBS, chairman of the investment bank in Asia that year, well-known banker Cai Hong Ping, as well as former managing director, Wei Mingde, both on the prospectus相关的主题文章: